FRAIM
AUDITya banking auditor avatar
AI Banking Auditor

AUDITya reviews AI banking work with evidence discipline.

AUDITya audits a completed KYC run, checks whether the decision is supported by evidence, records exceptions, and produces a report that can be revisited in a future review.

1
Banking audit
Control-by-control evidence review
Maps KYC requirements to artifact paths and evidence ids.
ProblemA banking team needs to inspect an AI KYC decision after the fact.
WorkAUDITya reads the KYC bundle, decision, and receipt without modifying the original source package.
OutcomeThe audit concludes pass with observations and leaves an audit receipt for future review.
ControlEvidenceStatusFinding
Consent scopekyc-e-001SatisfiedPurpose and expiry match the KYC review.
Decision tracedocs/banking/{case-id}/{case-id}-{date}-kyc-review.docxSatisfiedDecision reasons cite evidence ids.
Velocity riskkyc-e-006ObservationSource mode is disclosed and not reliance-blocking when accepted by policy.
2
Exceptions
Visible gaps instead of hidden assumptions
Unavailable or weak evidence remains in the audit trail.
Exception idSeverityFindingReliance impact
aud-ex-001ObservationVelocity signal is marked sandbox or provided rather than live.Acceptable when disclosed; blocks production reliance if a live source is required.
aud-ex-002ObservationSanctions check lacks vendor attestation.Document source provenance or route to manual review.
3
Audit decision
Reusable audit report and receipt
The audit package points back to the exact KYC artifacts reviewed.
ArtifactPurpose
docs/banking/{case-id}/{case-id}-{date}-audit-report.docxReadable source inventory, control review, exceptions, audit decision, and receipt.
docs/banking/{case-id}/{case-id}-{date}-kyc-review.docxSource KYC review artifact reviewed by the auditor.